How To Be Heard by Policymakers
The design of international development is ill-suited for
our fast-paced world. It is not unusual for aid programs to take five or more
years from blueprint to start-up and another five years for results to be
reported, and even more time for the results to be “translated” into
policy.
How Scientists
Should Act
Writing in the February 10, 2017 issue of Science, Erik Stockstad
summarizes the message of Paul Cairney, a political scientist at the University
of Stirling in the UK, author of the book, The Politics of
Evidence-Based Policy Making. Cairney’s
message is for those scientists who want their findings to find their way into
policy:
Data does not speak for itself. Scientists
should be “sifters, synthesizers, and analyzers” to make the evidence “speak.”
Cairney repeats the common refrain of policy-makers: “I don’t have the time to
consider all the information. How do I decide?”
Policymaking is disorderly. Scientists need to dispense with the notion that
policymaking is an orderly process. It is anything but. This should not be a
justification for scientist to avoid getting involved.
Publishing the results is not enough. I have written in these pages and elsewhere about
the three development phases and requirements of effective performance
measurement and management (PMM): the “right” performance measures to yield the
relevant data; the “right” distribution system for the getting the results to
the right people in the right way, and at the right time (preferably in
real-time or near real-time); and processes that encourage the “right” use of
the performance data. Similarly, Cairney says, scientists who want their
evidence to influence policy must be persistent, find the right networks, and
the “right moment” to get their results to policymakers.
Pick Your Battles. Scientists should realize that results
that matter are likely to be controversial and disputed. PMM, like most
scientific endeavors, is not just a diagnostic exercise but, more or less, an
exercise of power and control. Cairney
counsels scientists to avoid areas where emotions are high, think of other ways
to engage using techniques of presenting technical information in accessible and
persuasive language that recognizes “an audience’s pre-existing concerns,
values, and biases.”
Be patient. I have been frustrated by the slow pace
in which justice systems around the world have embraced PMM, despite what I
view as sound principles and strong evidence of its merits. Cairney says that
we should have patience, and lots of it. It takes two or three decades for
profound changes to be made, even in areas like smoking and cancer where strong
evidence of cause and effect have been developed.
New Techniques
and Tools
Cairney’s advice is certainly wise in terms of how
scientists should behave and position themselves to influence policymaking. But
what about technocratic changes and new scientific tools that scientists might
use in the design and dissemination of their findings to influence policymaking?
In a talk last week on February 16 at William & Mary,
Caroly Shumway, Director of Center for Development Research at the United
States Agency for International Development (USAID), Chief Scientist for the
Global Development Lab at USAID, and the Senior Science Advisor to the Administrator
of USAID, discussed how USAID is using science and technology to transform
international development efforts. She mentioned one such tool: rapid feedback.
According to the USAID website, Rapid Feedback MERL (the acronym referring to
monitoring, evaluation, research and learning) is a “collaborative approach to
learning and adapting. Improved data capture and compressed feedback loops
provide decision-makers with timely, actionable evidence. Design and
implementation decisions can be optimized to maximize chances of impact and
improve prospects for long-term success.”
Why not require scientists to hew to standards of real-time
or near real-time for “compressed feedback loops,” standards that are de rigueur in business and much of the private sector (think of the
DOW, sports reporting and emerging
in PMM in the public sector)? Why should scientists who profess
an interest in shaping policy adhere to rigid standards for the timing of
reporting that are defined by scientific designs divorced from the demands of
policymaking? Should those designs not
be flexible enough to meet those standards? Why should even researchers relying
on randomized controlled trials be precluded from providing rapid feedback in
real-time?
Consider, for example, a researcher who is required to
report in real-time his or her evidence that his or her research is producing
data that might not be reproducible for
various reasons. Would not such rapid feedback benefit both policymaking and
good science?
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